PrinceRidge Acts as Co-Manager in Rockwell Medical Follow-On Offering
May 20, 2013
WIXOM, MI--(Marketwired - May 20, 2013) - Rockwell Medical, Inc. (NASDAQ: RMTI), a fully-integrated biopharmaceutical company targeting end-stage renal disease (ESRD) and chronic kidney disease (CKD) with innovative products and services for the treatment of iron deficiency, secondary hyperparathyroidism and hemodialysis, announced today the closing of the sale of 13,196,721 common shares, including 1,721,311 shares of common to cover overallotments, at $3.05 per share in an underwritten public offering for an aggregate offering amount of approximately $40.3 million. The net proceeds from the offering, after commissions and other estimated offering expenses, were approximately $37.7 million. Rockwell Medical plans to use the net proceeds to fund SFP clinical trials and for other general corporate purposes.
Chardan Capital Markets, LLC acted as the sole book-running manager for the offering. Summer Street Research Partners acted as lead manager for the offering. C&Co/PrinceRidge LLC acted as co-manager for the offering.
PrinceRidge Acts as Co-Manager in a Senior Notes Offering for Saratoga Investment Corp.
May 3, 2013
NEW YORK, May 3, 2013 /PRNewswire/ -- Saratoga Investment Corp. (the "Company") (NYSE: SAR) announced that it has priced an underwritten public offering of $42.0 million in aggregate principal amount of 7.50% fixed-rate notes due 2020. The notes will mature on May 31, 2020, and may be redeemed in whole or in part at any time or from time to time at the Company's option on or after May 31, 2016. Interest will be payable quarterly beginning August 15, 2013. The Company has granted the underwriters an option to purchase up to an additional $6.3 million in aggregate principal amount of notes. The offering is expected to close on May 10, 2013, subject to customary closing conditions. The Company intends to use the net proceeds from the offering to repay a portion of the outstanding indebtedness under its senior secured revolving credit facility and to fund new investment opportunities.
The Notes are expected to be listed on the New York Stock Exchange and to trade thereon within 30 days of the original issue date under the trading symbol "SAQ".
Ladenburg Thalmann & Co. Inc., a subsidiary of Ladenburg Thalmann Financial Services Inc., BB&T Capital Markets and William Blair are acting as joint book-running managers. Maxim Group LLC and National Securities Corporation, a wholly owned subsidiary of National Holdings, Inc. are acting as lead managers. C&Co/PrinceRidge LLC, Dominick & Dominick LLC and Gilford Securities Incorporated are acting as co-managers.
PrinceRidge Acts as Co-Manager in Taminco IPO
April 23, 2013
ALLENTOWN, Pa., April 23, 2013 /PRNewswire/ -- Taminco Corporation (the "Company") announced today the closing of its previously announced initial public offering of 15,789,474 shares of common stock at a price to the public of $15.00 per share. The Company has granted the underwriters an option to purchase up to 2,368,421 additional shares at the initial public offering price less underwriting discounts and commissions. No selling stockholders are participating in the offering, including in respect of the additional shares subject to the option granted to the underwriters. The Company's common stock began trading on the New York Stock Exchange under the symbol "TAM" on April 18, 2013.
Citigroup Global Markets Inc., Goldman, Sachs & Co., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Deutsche Bank Securities Inc., Jefferies LLC, Morgan Stanley & Co. LLC and UBS Securities LLC acted as joint book-running managers for the offering, and Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., C&Co/PrinceRidge LLC, ING Financial Markets LLC, KBC Securities USA, Inc., Lebenthal & Co., LLC, SMBC Nikko Capital Markets Limited and Apollo Global Securities, LLC acted as co-managers.
Daniel Cohen Announces Promotions at C&Co/ PrinceRidge
March 22, 2013
Please join me in warmly congratulating the following C&Co/PrinceRidge professionals on their recent and well deserved promotions. They have applied their excellent intellect and energies to best serve our clients and our firm and we thank them for this. They will all undoubtedly play key roles in the future success of our firm.
David Batalion, Managing Director
George Meillarec, Managing Director
Jim Meehan, Managing Director
Jeff Silberman, Managing Director
Steve Cocco, Executive Director
Justin Dillon, Executive Director
Michael Kinnear, Executive Director
Brendan Kissane, Executive Director
Aaron Books, Director
John Ford, Director
Michael Karlic, Director
Jake Kelly, Director
James Holmes, Vice President
Jane Tarnovsky, Head of Operations, Director
Red Farha, Associate
Danny Park, Associate
Jason Rasel, Associate
James Soltesz, Associate
PrinceRidge Shortlisted (Top 6) for ‘Best Bank Equity Research and Strategy’ in The Technical Analyst Awards 2013
February 27, 2013
PrinceRidge Acts as Co-Manager in a Senior Notes Offering for Atlas Resource Partners, L.P.
January 16, 2013
PHILADELPHIA--(BUSINESS WIRE)--Atlas Resource Partners, L.P. (NYSE: ARP) (“ARP” or “the Company”) announced today the pricing of a private offering of $275 million aggregate principal amount of 7 ¾% Senior Notes due 2021 issued at par. ARP intends to use the net proceeds from the offering to repay all borrowings under its term loan credit facility and a portion of the borrowings under its revolving credit facility. The offering is expected to close on January 23, 2013, subject to the satisfaction of customary closing conditions.